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Tempest Therapeutics, Inc.

NASDAQ:TPST
Annual Meeting

of Shareholders

MEETING DATE

11/09/2026
DEF 14A FILED
10/26/2026
PUBLISHED
10/26/2026 8:05 pm
TIME TO PUBLISH
10/28/2026
METHODOLOGY
approve
EXCHANGE NASDAQ:TPST · CUSIP 87990A106 · CLASS common stock, par value $0.001 per share · CIK 0001544227

RECONCILED · MIXED

Reconciled against the company’s Form 8-K Item 5.07 filed 2026-06-15.

4
FOR
0
AGAINST
0
WITHHOLD
4
BALLOT ITEMS

ITEM-BY-ITEM RECOMMENDATIONS

1
Election of Directors Proposal
board
Routine
For
Board FOR · Duopoly unknown — No divergence flagged

Board nominated the two current directors for election to terms ending at the 2029 Annual Meeting.

Divergence: 0 Review status: Approved. Publication ledger and 8-K reconciliation pending.
2
Auditor Ratification Proposal
auditor
Routine
For
Board FOR · Duopoly unknown — No divergence flagged

Audit Committee selected Ernst & Young LLP and disclosed no auditor independence or accounting concerns.

Divergence: 0 Review status: Approved. Publication ledger and 8-K reconciliation pending.
3
Lincoln Park Stock Issuance Proposal
other
Routine
For
Board FOR · Duopoly unknown — No divergence flagged

Stockholder approval is sought to permit issuances above the 3,195,881-share Exchange Cap under Nasdaq Listing Rule 5635(d).

Divergence: 0 Review status: Approved. Publication ledger and 8-K reconciliation pending.
4
PIPE Proposal
other
Routine
For
Board FOR · Duopoly unknown — No divergence flagged

Approval would allow warrant exercises and the filing states potential approximately $5.0 million of additional gross proceeds.

Divergence: 0 Review status: Approved. Publication ledger and 8-K reconciliation pending.

Ledger

c786299d53fda8ffb777042bd5465683b4d66f1985fa09c86096a352f6b08437

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