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Northern Lights Fund Trust IV

:
Annual Meeting

of Shareholders

MEETING DATE

11/10/2026
DEF 14A FILED
09/10/2026
PUBLISHED
09/10/2026 9:08 pm
TIME TO PUBLISH
09/12/2026
METHODOLOGY
approve
EXCHANGE : · CUSIP · CIK 0001003239

RECONCILED · MIXED

Reconciled against the company’s Form 8-K Item 5.07 filed 2026-06-15.

3
FOR
0
AGAINST
0
WITHHOLD
3
BALLOT ITEMS

ITEM-BY-ITEM RECOMMENDATIONS

1
To approve a new investment advisory agreement ("New Advisory Agreement") between the Trust, on behalf of each Fund, and Kingsview Wealth Management LLC, the Funds' investment adviser (the "Adviser").
other
Routine
For
Board FOR · Duopoly unknown — No divergence flagged

Filing states the new agreement is materially identical except for effective dates and does not increase advisory fees.

Divergence: 0 Review status: Approved. Publication ledger and 8-K reconciliation pending.
2
To approve a new investment sub-advisory agreement ("New Sub-Advisory Agreement") between the Adviser and Penserra Capital Management LLC, the Funds' investment sub-adviser (the "Sub-Adviser"), on behalf of each Fund.
other
Routine
For
Board FOR · Duopoly unknown — No divergence flagged

Filing states the new sub-advisory agreement is materially identical except for effective dates and does not change fees.

Divergence: 0 Review status: Approved. Publication ledger and 8-K reconciliation pending.
3
To approve a change in the Funds' classification from diversified investment companies to non-diversified investment companies.
other
Routine
For
Board FOR · Duopoly unknown — No divergence flagged

Filing states the change would provide more flexibility to track each Fund's underlying index with minimal tracking error.

Divergence: 0 Review status: Approved. Publication ledger and 8-K reconciliation pending.

Ledger

72a10a2e36c4919454184ff994a390f4aec1c6fdc74e49cf7049530ad73be659

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