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Northern Lights Fund Trust III

:
Annual Meeting

of Shareholders

MEETING DATE

08/26/2026
DEF 14A FILED
08/05/2026
PUBLISHED
08/05/2026 9:00 pm
TIME TO PUBLISH
08/07/2026
METHODOLOGY
approve
EXCHANGE :· CUSIP · CLASS Class I · CIK 0001684682

RECONCILED · MIXED

Reconciled against the company’s Form 8-K Item 5.07 filed 2026-06-15.

3
FOR
1
AGAINST
0
WITHHOLD
4
BALLOT ITEMS

ITEM-BY-ITEM RECOMMENDATIONS

1
To approve a new investment advisory agreement between the Trust, on behalf of the Fund, and Persimmon Capital Management LLC.
other
Elevated
For
Board FOR · Duopoly unknown — No divergence flagged

Transaction caused termination of the prior advisory agreement, and no fee, investment objective, or name changes are proposed.

Divergence: 0 Review status: Approved. Publication ledger and 8-K reconciliation pending.
2
To approve a new investment sub-advisory agreement between Persimmon Capital Management LLC and Hedgeye Asset Management LLC.
other
Elevated
For
Board FOR · Duopoly unknown — No divergence flagged

Filing states approval will not raise fees paid by the Fund or its shareholders.

Divergence: 0 Review status: Approved. Publication ledger and 8-K reconciliation pending.
3
To approve a new trading sub-advisory agreement among Persimmon Capital Management LLC, Hedgeye Asset Management LLC and Tidal Investments LLC.
other
Elevated
For
Board FOR · Duopoly unknown — No divergence flagged

Filing states approval will not raise fees paid by the Fund or its shareholders.

Divergence: 0 Review status: Approved. Publication ledger and 8-K reconciliation pending.
4
To transact such other business as may properly come before the meeting or any adjournments or postponements thereof.
other
Elevated
Against
Board none · Duopoly unknown — ⚠ Divergence flagged

Filing does not describe any specific other business for shareholder consideration.

Divergence: 1 Review status: Approved. Publication ledger and 8-K reconciliation pending.

Ledger

9a747bdeddf315a37f7b138a57639c487159e66afd30e61e800963957a9f82de

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