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ESS Tech, Inc.

NYSE:GWH
Annual Meeting

of Shareholders

MEETING DATE

10/16/2026
DEF 14A FILED
09/24/2026
PUBLISHED
09/24/2026 8:11 pm
TIME TO PUBLISH
09/26/2026
METHODOLOGY
approve
EXCHANGE NYSE:GWH· CUSIP 26916J205 · CLASS common stock · CIK 0001819438

RECONCILED · MIXED

Reconciled against the company’s Form 8-K Item 5.07 filed 2026-06-15.

2
FOR
0
AGAINST
0
WITHHOLD
2
BALLOT ITEMS

ITEM-BY-ITEM RECOMMENDATIONS

1
Authorization and approval of proposed amendments to the certificate of incorporation to effect a reverse stock split of all of the shares of common stock that are issued and outstanding or held in treasury and reduce the total number of authorized shares of common stock
other
Routine
For
Board FOR · Duopoly unknown — No divergence flagged

Filing states reverse stock split is intended to address NYSE continued listing deficiency.

Divergence: 0 Review status: Approved. Publication ledger and 8-K reconciliation pending.
2
Approval, for the purposes of complying with NYSE Listing Rule 312.03(c), of the issuance of shares of common stock upon the exercise of certain warrants to purchase common stock
other
Routine
For
Board FOR · Duopoly unknown — No divergence flagged

NYSE rules require stockholder approval before the warrants may become exercisable.

Divergence: 0 Review status: Approved. Publication ledger and 8-K reconciliation pending.

Ledger

c15028c5380843e05cf24b0eec4abccb756922965c35af614ad2478adaa174e8

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