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DOMINARI HOLDINGS INC.

NASDAQ:DOMH
Annual Meeting

of Shareholders

MEETING DATE

12/09/2026
DEF 14A FILED
11/06/2026
PUBLISHED
11/06/2026 9:15 pm
TIME TO PUBLISH
11/08/2026
METHODOLOGY
approve
EXCHANGE NASDAQ:DOMH · CUSIP 008875304 · CLASS common stock, Series D convertible preferred stock and Series D-1 convertible preferred stock · CIK 0000012239

RECONCILED · MIXED

Reconciled against the company’s Form 8-K Item 5.07 filed 2026-06-15.

2
FOR
2
AGAINST
0
WITHHOLD
4
BALLOT ITEMS

ITEM-BY-ITEM RECOMMENDATIONS

1
Election of Class III Directors
board
Elevated
For
Board FOR · Duopoly unknown — No divergence flagged

The filing presents three Class III director nominees for election.

Divergence: 0 Review status: Approved. Publication ledger and 8-K reconciliation pending.
2
Ratification of the Appointment of Independent Registered Public Accounting Firm
auditor
Elevated
For
Board FOR · Duopoly unknown — No divergence flagged

The filing states CBIZ reports were not adverse, disclaimed, qualified, or modified.

Divergence: 0 Review status: Approved. Publication ledger and 8-K reconciliation pending.
3
Non-Binding Advisory Vote on Executive Compensation
compensation
Elevated
Against
Board FOR · Duopoly unknown — ⚠ Divergence flagged

The filing states option grants were made just prior to announcing material nonpublic information.

Divergence: 1 Review status: Approved. Publication ledger and 8-K reconciliation pending.
4
To Approve an Amendment of the Rights Agreement, dated as of October 11, 2023, by and between the Company and Continental Stock Transfer & Trust Company
other
Elevated
Against
Board FOR · Duopoly unknown — ⚠ Divergence flagged

The filing states the Rights Agreement discourages holders from becoming 4.99% shareholders or acquiring additional shares.

Divergence: 1 Review status: Approved. Publication ledger and 8-K reconciliation pending.

Ledger

283521efa3e28a5f90b986422b066f19a44b48c4541d2bd96e6972926f5ed5a8

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