ADVENT CONVERTIBLE AND INCOME FUND

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Select InvestigationAI Revenue Representation InvestigationBiotech Capital Formation and Disclosure InvestigationConsumer Fintech Pricing Practices InvestigationCore Scientific, Inc. – Securities Disclosure Risk Research ReviewDoorDash Pricing & Fee TransparencyRedwire Corporation – Securities Disclosure Risk Research ReviewSoFi Technologies, Inc. – Securities Disclosure Risk Research ReviewSuper Micro Computer, Inc. – Securities Disclosure Risk Research ReviewTruGolf Capital Structure & Disclosure Practices

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Select InvestigationAI Revenue Representation InvestigationBiotech Capital Formation and Disclosure InvestigationConsumer Fintech Pricing Practices InvestigationCore Scientific, Inc. – Securities Disclosure Risk Research ReviewDoorDash Pricing & Fee TransparencyRedwire Corporation – Securities Disclosure Risk Research ReviewSoFi Technologies, Inc. – Securities Disclosure Risk Research ReviewSuper Micro Computer, Inc. – Securities Disclosure Risk Research ReviewTruGolf Capital Structure & Disclosure Practices

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Investigation Interest
Select InvestigationAI Revenue Representation InvestigationBiotech Capital Formation and Disclosure InvestigationConsumer Fintech Pricing Practices InvestigationCore Scientific, Inc. – Securities Disclosure Risk Research ReviewDoorDash Pricing & Fee TransparencyRedwire Corporation – Securities Disclosure Risk Research ReviewSoFi Technologies, Inc. – Securities Disclosure Risk Research ReviewSuper Micro Computer, Inc. – Securities Disclosure Risk Research ReviewTruGolf Capital Structure & Disclosure Practices