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Siebert Financial Corp.

NASDAQ:SIEB
Annual Meeting

of Shareholders

MEETING DATE

11/18/2026
DEF 14A FILED
10/08/2026
PUBLISHED
10/08/2026 8:30 pm
TIME TO PUBLISH
10/10/2026
METHODOLOGY
approve
EXCHANGE NASDAQ:SIEB · CUSIP 826176109 · CLASS common stock · CIK 0000065596

RECONCILED · MIXED

Reconciled against the company’s Form 8-K Item 5.07 filed 2026-06-15.

1
FOR
1
AGAINST
0
WITHHOLD
2
BALLOT ITEMS

ITEM-BY-ITEM RECOMMENDATIONS

1
Election of seven directors
board
Elevated
For
Board FOR · Duopoly unknown — No divergence flagged

The seven nominees are current directors and each has agreed to serve if elected.

Divergence: 0 Review status: Approved. Publication ledger and 8-K reconciliation pending.
2
Ratification of the appointment of Crowe as our independent registered public accounting firm for fiscal year 2026
auditor
Elevated
Against
Board FOR · Duopoly unknown — ⚠ Divergence flagged

Filing disclosed a material weakness in user access controls previously reported in the 2023 Form 10-K.

Divergence: 1 Review status: Approved. Publication ledger and 8-K reconciliation pending.

Ledger

1093aee19de7476ec17447f45b7cf38fa75e331461dec2df497a040af3adf5e6

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